Important legal, regulatory and other developments in the area of derivatives.

17 CFR - Trade options. | US Law | LII / Legal Information Institute

However, No-Action Letter No. The Final Rule eliminates various requirements from the Trade Option Exemption and withdraws No-Action Letter No. Additionally, the Final Rule eliminates the requirement that trade options are subject to position limits.

The Final Rule became effective upon its March 21, publication in the Federal Register. Derivatives in Review Important legal, regulatory and other developments in the area of derivatives. Home Orrick Blogs Orrick Global.

CFTC Eliminates End-User Trade Option Reporting Requirements and Addresses Applicability of Position Limits | Insights | Skadden, Arps, Slate, Meagher & Flom LLP

Recent End-User Developments Nikiforos Mathews and Jonas Robison Posted on April 22, In lieu of the reporting requirements that would otherwise apply, a counterparty may report the trade option transaction on Form TO by March 1 following the calendar year in which the trade option was entered into.

Nikiforos Mathews Edward Eisert William Haft Giji John Thomas Mitchell Sushila Nayak Jonas Robison Al Sawyers. Orrick Structured Finance Financial Industry Review Blog. Search entire site Submit.